The Department of Labor issued new guidance warning that proxy advisory firms may be subject to federal fiduciary standards ...

A federal judge in Pennsylvania said the case’s outcome does not hinge on the Supreme Court ruling in a separate ERISA case ...

The Vanguard Group Inc. launched Expert Insights, an artificial intelligence-enabled tool currently available to select ...

“In conversations with plan sponsors, the managed payout solution is generally seen as a feature they can ‘turn on,’ as opposed to a separate investment outside of the current suite of retirement date ...

Commission-based revenue has already fallen to 23% of average adviser earnings and is expected to drop further to 17% by 2026. In response, advisers are diversifying pricing models to meet a range of ...

Americans have become increasingly worried about the effect of taxes on their long-term finances in retirement, according to the “Q1 2026 Quarterly Market Perceptions Study” from the Allianz Center ...

Segal appoints new CEO; MissionSquare hires head of fixed income; Envestnet appoints chief marketing officer; and more. MissionSquare also promoted Shari Hensrud to chief investment officer. Hensrud’s ...

Pooled employer plans have gained traction in their nearly four years of existence, and their use cases are evolving beyond an initial target of small plan startups. Retirement benefits are often ...

More than half of financial advisers surveyed by Interactive Brokers this fall said they were bullish about US markets—a 65% increase since the last survey in April. Similarly, the number of bearish ...

Morningstar Inc. has lowered what the investment research firm considers a safe retirement savings withdrawal rate for new retirees based on a 30-year outlook, according to the firm’s annual “State of ...

The number of new financial advisers barely offsets rookie washouts, underlining the need for the industry to attract and retain talent, according to The Cerulli Report—U.S. Advisor Metrics 2023, ...

If a large number of firms would be subject to less-burdensome regulatory requirements, it could lead to missteps during integration. The Securities and Exchange Commission proposed amendments that ...